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Capability

regulatory compliance advisory

Suppliers
2
States & provinces
2
Countries
1

2 regulatory compliance advisory suppliers across 2 states and provinces in 1 country. Profiles show capabilities, materials, certifications, and facility locations so you can compare shops and build a shortlist.

Suppliers

FALCON CAPITAL ADVISORS LLC

ALEXANDRIA, VA

Falcon Capital Advisors is a Washington, D.C.-based business advisory firm that provides strategic advice, technical expertise and engagement execution to financial institutions and government agencies. Its leadership team includes professionals with decades of experience at both government and private entities.

change managementData Analyticsdigital mortgage e-strategy developmentEnterprise risk managementgovernance and organizational designProcess reengineeringproject managementtechnology assessments and deployments

Compiled from public sources

FINOPTICS LLC

EDGEWATER, NJ

Finoptics LLC is a compliance, cybersecurity, and AI consulting firm serving U.S.-regulated financial institutions. It specializes in model validation (credit risk PD/LGD/EAD and BSA/AML under SR 26-2), regulatory compliance advisory, internal audit services, network penetration testing, bank policy compliance review, and AI compliance platform deployment. The firm is SOC 2 Type 2 certified and based in New York, NY.

AI compliance platform deploymentBSA/AML transaction monitoring validationData Analyticsinternal auditmodel validationnetwork penetration testingsanctions screening optimizationscenario tuningworkflow automation

Compiled from public sources

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