Skip to content
777 Sourcing.

Reporting and analysis

777 Sourcing Journal

Industrial markets, manufacturing and procurement reporting.

Market brief

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…

Observed

Key data

status
External report
{'type': 'paragraph', 'value': '

The Securities and Exchange Commission’s Compliance Outreach Program announced on October 6, 2026, that it will host a virtual national compliance outreach seminar, according to the SEC. The event is for investment companies and investment advisers, the SEC said.

The seminar is scheduled for November 19, 2026, according to the SEC. The U.S. Securities and Exchange Commission published the announcement.

'}